International Law Mechanisms Related to Refugees

• The 1951 Refugee Convention is the basis of international protection of refugees.

• It defines who is a refugee and what their rights and obligations are.

• The non-refoulement principle protects persons from being returned to life-threatening places or situations.

Updated •
February 1, 2024
Photo by United States Mission Geneva / Flickr
Overview

Refugee Protection at the International Level

The beginning of the twentieth century was marked by mass migration and displacement of people across the world. Under Fridtjof Nansen, High Commissioner for Refugees (1920-1930), the League of Nations made the first attempts to regulate the refugee situation at the level of international law. However, it was only in the aftermath of World War II that a general legal regime for refugees came into force under the 1951 Refugee Convention.

Refugee Protection at the International Level

Refugee Protection at the International Level
Meeting to address unsafe mixed migration by sea. Photo: International Maritime Organisation / Flickr

Migration became a matter of international law at the beginning of the 20th century. The aftermath of World War I, the Russian Revolution and the collapse of the Ottoman Empire<span class="span"><span id=hint class="box-source">produced</span><div class="popover">Source:<br><br><div>Jaeger, G. On the history of the international protection of refugees. International Committee of the Red Cross, 2001.</div></div></span>mass movements of people across the world. The first attempts to regulate the issue of refugees at the international law level were made within the framework of the League of Nations which existed from 1920-1946. Fridtjof Nansen was one of the leading figures to promote refugee protection and served as the League of Nations’ first High Commissioner for Refugees. The League of Nations<span class="span"><span id=hint class="box-source">defined</span><div class="popover">Source:<br><br><div>United Nations High Commissioner for Refugees. The State of The World's Refugees 1993: The Challenge of Protection. 1993.</div></div></span>refugees as “specific groups of people who were to be in danger if they returned to their home countries.”

However, a general legal regime for refugees<span class="span"><span id=hint class="box-source">did not emerge</span><div class="popover">Source:<br><br><div>Jaeger, G. On the history of the international protection of refugees. International Committee of the Red Cross, 2001.</div></div></span>until after World War II when the first international convention on refugees, the 1951 Refugee Convention to the Status of Refugees, was adopted together with the creation of the Office of the United Nations High Commissioner for Refugees (UNHCR). The 1951 Refugee Convention (amended in 1967) builds on Article 14 of the 1948 Universal Declaration of Human Rights, which recognizes the right of persons to seek asylum from persecution in other countries. It represents to this day the core instrument of refugee protection at the international level. 

<h6 class="textbox" font-size: 14px>The state as a person of international law should possess the following qualifications: (a) a permanent population; (b) a defined territory; (c) government; and (d) capacity to enter into relations with the other states.</h6>

The 1951 Refugee Convention contains three main provisions: 

  1. the legal definition of a refugee (who is a refugee and who is not)
  2. the legal status of refugees and the rights and obligations associated with their refugee status
  3. obligations of States and the role of the UNHCR
OVERVIEW

Who Is a Refugee & Who Is Not

According to the 1951 Refugee Convention, a refugee is a person who can demonstrate a “well-founded fear of persecution” for at least one of the following reasons: (i) race, (ii) religion, (iii) nationality, (iv) membership of a particular social group or (v) political opinion. The definition of refugee excludes any other reasons, such as personal or economic reasons, the existence of armed conflict, famine, or natural disaster. Economic migrants are therefore distinguished from refugees as they voluntarily leave their country to take up residence elsewhere.

Under this Convention an exclusion clause prevents persons who would otherwise meet the characteristics of a refugee from obtaining international protection. This includes cases where the individual has committed a crime against peace, a war crime, or a crime against humanity.

Who Is a Refugee & Who Is Not

Who Is a Refugee & Who Is Not
Girls in Pakistan in shelter set up by UNHCR after earthquake. Photo: United Nations Photo / Flickr

The legal definition of a refugee in the<span class="span"><span id=hint class="box-source">1951 Refugee Convention</span><div class="popover">Source:<br><br><div>United Nations High Commissioner for Refugees. The 1951 Refugee Convention.</div></div></span>is a general one, according to which a refugee is a person who is:

“...outside his or her former home country owing to a well-founded fear of persecution for reasons of race, religion, nationality, membership of a particular social group or political opinion, and who is unable or, owing to such fear, is unwilling to avail himself or herself of the protection of that country or to return there for reasons of fear of persecution.” 

The refugee fulfilling this definition is also sometimes called the “conventional” or “convention refugee”. 

Based on the wishes of governments, a time limit was included in the general definition of a refugee, according to which the term refugee shall apply to persons outside their former home country “as a result of events occurring before 1 January 1951”. The 1967 Protocol entirely removed this time limitation. 

Taking a closer look at the definition of a refugee, according to the 1951 Refugee Convention, we find that a refugee is an unprotected person who is driven to leave his or her home or State of residence due to a well-founded fear of persecution. Such a person must be outside his or her State of origin or habitual residence - it is therefore not possible to obtain refugee status before leaving one's country (e.g., through an application to the diplomatic or consular missions or immigration authorities of a foreign State). However, this does not mean that the person must have left the country immediately prior to their asylum application. It is possible for a person to have stayed abroad for some time already and become a refugee “on the spot” ("sur place" in legal terms) due to a change of circumstances in the country of origin during his or her absence.

The definition of a refugee is a norm of substantive law, i.e., a person becomes a refugee the moment the definitional criteria are met, which occurs before a formal decision is made on his/her legal status as a refugee. 

<h6 class="textbox" font-size: 14px>Substantive law creates or defines rights, duties, obligations, and causes of action that can be enforced by law. It is contrasted with procedural law (which sets procedures and methods for enforcing rights and duties).</h6>

The key part of the definition is the phrase “well-founded fear of persecution”. This term contains both a subjective (the mental state of the person) and an objective element (the objective justification for the fear), and both must be considered. 

The grounds of persecution are set out exhaustively in the 1951 Convention's definition of a refugee, meaning that to be considered a refugee, a person must demonstrate a well-founded fear of persecution for at least one of the following reasons: (i) race, (ii) religion, (iii) nationality, (iv) membership of a particular social group or (v) political opinion. 

While the concept of persecution is not defined in the 1951 Convention, it may be inferred that a threat to life or freedom on account of race, religion, nationality, political opinion, or membership in a particular social group is always persecution. Other serious violations of human rights – for the same reasons – would also constitute persecution. Discrimination or criminal prosecution can in some cases be considered persecution as well. 

The State is normally the perpetrator of persecution (the conduct of any of its organs is attributed to the State), but non-state actors (private individuals and organisations) can also be the perpetrators of persecution in certain circumstances if State authorities knowingly tolerate the persecution or are unable to provide effective protection to affected individuals.

<h6 class="textbox" font-size: 14px>Persecution is normally related to action by the authorities of a country. It may also emanate from sections of the population that do not respect the standards established by the laws of the country concerned. A case in point may be religious intolerance, amounting to persecution, in a country otherwise secular, but where sizeable fractions of the population do not respect the religious beliefs of their neighbours. Where serious discriminatory or other offensive acts are committed by the local populace, they can be considered as persecution if they are knowingly tolerated by the authorities, or if the authorities refuse, or prove unable, to offer effective protection.</h6>

The definition of refugee excludes any other reasons, such as personal or economic reasons, the existence of armed conflict, famine, or natural disaster. Thus, although persons fleeing war, conflict etc. are very often called refugees, they are not legally refugees. 

<span class="span"><span id=hint class="box-source">Economic migrants</span><div class="popover">Source:<br><br><div>Cambridge Dictionary. Economic migrant.</div></div></span>shall be distinguished from refugees - an economic migrant is a person who, for reasons other than those contained in the 1951 Convention's definition, voluntarily leaves his country to take up residence elsewhere. If the person is motivated exclusively by economic considerations, he or she is an economic migrant and not a refugee.

The 1951 Refugee Convention also contains conditions under which a person ceases to be a refugee (the so-called cessation clause), which are based on the premise that international protection associated with refugee status should not be granted where it is no longer necessary or justified. The so-called exclusion clause then sets out the conditions that prevent persons who would otherwise meet the characteristics of a refugee from obtaining international protection – this includes persons who enjoy other protection or persons who do not deserve it for serious reasons (for example when the person committed a crime against peace, a war crime, or a crime against humanity).

OVERVIEW

Rights & Obligations of Refugees Under the 1951 Refugee Convention

The 1951 Refugee Convention is a rights-based instrument and provides rights to refugees including non-discrimination, the right to freedom of religion, the right to basic school education and public relief as well the right to housing, free movement and the right of association. It is important to note that the majority of these rights and benefits can only be fully enjoyed by refugees once they have been granted refugee status by the State.

Rights & Obligations of Refugees Under the 1951 Refugee Convention

Rights & Obligations of Refugees Under the 1951 Refugee Convention
Syrian refugees strike at the platform of Budapest Keleti railway station. Photo: Mstyslav Chernov / Wikimedia Commons

The 1951 Refugee Convention establishes a relatively rich catalogue of rights and benefits for individuals enjoying refugee status. It prescribes what treatment States are obliged to provide for refugees. However, States are not limited in providing additional rights and benefits to refugees.

Refugees have the right to freedom of religion, the right to basic school education, public relief, some aspects of labour legislation and social security, same fiscal charges or free access to courts. 

They can also enjoy the right of association and the right to engage in wage-earning employment and the right to acquire movable and immovable property, right to self-employment, right to practise a liberal profession, right to housing, right to education other than elementary and freedom of movement. 

Every refugee also has duties to the country in which he finds himself, which require that he or she conforms to its laws and regulations as well as to measures taken for the maintenance of public order. 

The majority of the rights and benefits can only be fully enjoyed by refugees once they have been granted refugee status by the State.

OVERVIEW

Rights & Obligations of States: Principle of Non-Refoulement

Under international human rights law, the principle of non-refoulement guarantees that no one should be returned to a country where his or her life or freedom would be threatened on account of race, religion, nationality, membership of a particular social group or political opinion. Exceptions to this principle are only permitted in the case where a refugee poses a danger to the security of the State.

Rights & Obligations of States: Principle of Non-Refoulement

Rights & Obligations of States: Principle of Non-Refoulement
Photo: Gémes Sándor / Wikimedia Commons

The 1951 Refugee Convention also contains obligations towards States, among the most important of which is the principle of non-refoulement enshrined in the Art. 33 of the 1951 Refugee Convention. 

According to this principle, no country who has agreed to the 1951 Refugee Convention shall expel or return (“refouler”) a refugee in any manner whatsoever to the borders of territories where his or her life or freedom would be threatened on account of his or her race, religion, nationality, membership of a particular social group or political opinion.

The benefit of non-refoulement may not, however, be claimed by a refugee towards whom there are reasonable grounds to consider them as a danger to the security of the State in which he or she is, or who, having been convicted of a particularly serious crime (the definition of what counts as a “serious crimes” varies by State), constitutes a danger to the community of that State.

<h6 class="textbox" font-size: 14px>Customary law is a legally defined term so it cannot be changed. Inclusion of non-refoulement is however bit disputed amongst academics around the world. So I will either prepare explanatory box or delete the reference to customary law if you think it will be more clear for the readers.</h6>

The principle of non-refoulement is now one of the essential principles of international law, not only in the refugee context but also under international human rights, humanitarian, and, to a certain extent, also customary law.

OVERVIEW

Regional Instruments of Refugee Protection

Alongside the 1951 Refugee Convention, regional conventions also help determine refugee rights. In Africa, for example, the Organisation of African Unity (OAU) 1969 Refugee Convention does not oblige states to grant protected status to persons whom it defines as refugees. However, it calls on states to admit refugees to their territory and to grant asylum in the sense of refuge. Although refugee laws are fragmented in Asia and the Oceania regions, the 1966 Bangkok Principles encourages States to adopt national legislation on the status and treatment of refugees.

Fundamental principles are also enshrined in the European Convention on Human Rights. Although this international instrument is not concerned specifically with the protection of refugees, important protections have arisen from the Court’s case law, including in the areas of non-refoulement and freedom from torture and degrading treatment.

Regional Instruments of Refugee Protection

Regional Instruments of Refugee Protection
UN General Secretary Ban Ki-moon at a speech on migration at the European Parliament in 2015. European Parliament / Flickr

In addition to the 1951 Refugee Convention, there are several regional conventions and other instruments that deal with refugee issues.

In Africa, there is The Organisation of African Unity (OAU) Convention Governing the Specific Aspects of Refugee Problems in Africa adopted in 1969 (the OAU 1969 Refugee Convention), which reacts to both the concept of individual refugees and refugee flows.<span class="span"><span id=hint class="box-source">The OAU Refugee Convention</span><div class="popover">Source:<br><br><div>Organisation of African Unity. Convention Governing the Specific Aspects of Refugee Problems in Africa, also called the OAU Refugee Convention. 1969.</div></div></span>adds to the 1951 Refugee Convention definition another regional refugee status for every person who, owing to external aggression, occupation, foreign domination, or events seriously disturbing public order in either part or the whole of his country of origin or nationality, is compelled to leave his place of habitual residence in order to seek refuge in another place outside his country of origin or nationality. The OAU 1969 Refugee Convention does not oblige states to grant protected status to persons whom it defines as refugees. It does, however, call on them to seek to admit refugees to their territory and implicitly to grant asylum in the sense of refuge.

Regional instruments in the Americas are in the form of soft law (i.e., do not have any legally binding force). Worth mentioning is the non-binding<span class="span"><span id=hint class="box-source">Cartagena Declaration on Refugees</span><div class="popover">Source:<br><br><div>United Nations High Commissioner for Refugees. Cartagena Declaration on Refugees. 1984.</div></div></span>, adopted in 1984 which has become a<span class="span"><span id=hint class="box-source">landmark</span><div class="popover">Source:<br><br><div>Reed-Hurtado, M. The Cartagena Declaration on Refugees and the Protection of People Fleeing Armed Conflict and Other Situations of Violence in Latin America. Universidad Externado de Colombia, 2013.</div></div></span>in regional regulation and is seen as a tool for addressing the Latin American refugee issue.

There is no regional treaty instrument dedicated to refugees in the Asia and Oceania regions. Moreover, there is a fragmented practice of States, many of which not only do not have national refugee legislation but are not even parties to the 1951 Refugee Convention. However, we cannot overlook an important soft-law document, the<span class="span"><span id=hint class="box-source">Bangkok Principles on the Status and Treatment of Refugees</span><div class="popover">Source:<br><br><div>Asian-African Legal Consultative Committee. Bangkok Principles on Status and Treatment of Refugees. 1966.</div></div></span>of 1966 (revised in 2001), which encourages States to adopt national legislation on the status and treatment of refugees. 

In the context of Europe, the<span class="span"><span id=hint class="box-source">European Convention for the Protection of Human Rights and Fundamental Freedoms</span><div class="popover">Source:<br><br><div>Council of Europe. European Convention for the Protection of Human Rights and Fundamental Freedoms. 1950.</div></div></span>drafted in 1950 by the Council of Europe represents the most relevant tool for the indirect protection of refugees. The European Union, as a sub-regional international organisation, has established a complex system of a comprehensive approach to migration and asylum called the<span class="span"><span id=hint class="box-source">Common European Asylum System</span><div class="popover">Source:<br><br><div>European Commission. Common European Asylum System.</div></div></span>(CEAS) which comprises different legislative instruments that must be complied with by the EU Member States. All EU Member States are also parties to the 1951 Refugee Convention.

Overview

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Videos & Documentaries

1. Berti, B. and Borgman E. What does it mean to be a refugee? TED-Ed, 2016.

2. IOM’s Steadfast Support to Global Resettlement. International Organization for Migration, 2018. 

3. The UN Refugee Convention of 1951. Kreisau-Initiative, 2018.

4. 70 years of the Refugee Convention - a lifesaving document. United Nations High Commissioner for Refugees, 2021. 

5. What is refugee resettlement and what is UNHCR’s role? United Nations High Commissioner for Refugees, 2020.

6. Words matter - explainers on refugees, asylum and migration. United Nations High Commissioner for Refugees, 2017. 

7. Devising policy for a human-rights based refugee protection system. Science Animated, 2021.

8. What is a refugee? Save the Children, 2020.

9. The UN Refugee Agency: Our Story. United Nations High Commissioner for Refugees, 2015.

10. UNHCR's Global Trends Report: 100 Million Displaced. United Nations High Commissioner for Refugees, 2022.

11. Cantor, D. and Singer, S. Refugee Protection and Forced Migration Studies - An Overview. University of London, 2019.

12. Rehaag, S. International Refugee Law. Centre for Refugee Studies, 2020.

13. Rehaag, S. International Politics of Refugee Protection. Centre for Refugee Studies, 2020.

14. McAdam, J. The Refugee Convention. University of New South Wales, 2014. 

15. Greece: Waiting for Asylum. Arte TV, 2022.

16. Moria: The EU's failed refugee policy. Deutsche Welle, 2021.

Stats, Databases & Infographics

1. Refugee Data Finder. United Nations High Commissioner for Refugees.

2. Asylum Information Database. European Council on Refugees and Exiles.

3. Asylum applications - monthly statistics. Eurostat.

Articles, Reports & Books

1. Sironi, A., Bauloz, C. and Emmanuel, M. Glossary on Migration. International Organization for Migration, 2019. 

2. Handbook on Procedures and Criteria for Determining Refugee Status. United Nations High Commissioner for Refugees, 2019.

3. Feller E., Türk V., and Nicholson F. Refugee Protection in International Law. Cambridge University Press, 2003.

4. Aleinikoff, A. T. International Legal Norms and Migration: An Analysis. International Organization for Migration, 2002.

5. Latest Asylum Trends - Annual Overview 2022. European Union Agency for Asylum, 2023.

6. Asylum Report 2022. European Union Agency for Asylum, 2022.

7. Global Report 2021. United Nations High Commissioner for Refugees, 2022.

8. Chaudhury, A. B. R. Revisiting the 1951 Refugee Convention: Exploring Global Perspectives. Observer Research Foundation and Global Policy Journal, 2022.

9. The legal framework for migrants and refugees. International Federation of Red Cross and Red Crescent Societies, 2017.

10. Note on migration and the principle of non-refoulement. International Review of the Red Cross, 2018.

11. Mackey, A. and Bozovik, M. Asian Perspectives and Realities in Asylum Protection and Associated Human Rights. International Association of Refugee Law Judges, 2017.

12. Nicholson, F. and Kumin, J. A guide to international refugee protection and building state asylum systems. United Nations High Commissioner for Refugees, 2017.

13. Lücke, M. et al. Refugee protection in the EU: Building resilience to geopolitical conflict. Mercator Dialogue on Asylum and Migration, 2022.

14. Benhabib, S. The End of the 1951 Refugee Convention? Dilemmas of Sovereignty, Territoriality, and Human Rights. Jus Cogens, 2020.

15. Who counts as a refugee? The Economist, 2021.

16. Kneebone, S. Comparative regional protection frameworks for refugees: norms and norm entrepreneurs. The International Journal of Human Rights, 2016.

17. Why climate migrants do not have refugee status. The Economist, 2018.

18. Rodenhäuser, T. The principle of non-refoulement in the migration context: 5 key points. Humanitarian Law & Policy, 2018.

19. Strangers in strange lands. The Economist, 2015.

20. Green, E. What Makes Someone a Refugee? The Atlantic, 2014.

21. Katz, M. The World’s Refugee System Is Broken. The Atlantic, 2020.

22. Church, D. The Refugee Meritocracy. Current Affairs, 2020.

23. Jenkins, J. A blurred distinction between refugees and migrants is a recipe for chaos. The Spectator, 2021.

24. Landau, L. B. and Amir, R. Refugee protection is politics. OpenDemocracy, 2016.

25. Jubilut, L. L., Espinoza, M. V. and Mezzanotti, G. The Cartagena Declaration at 35 and Refugee Protection in Latin America. E-International Relations, 2019.

26. Pajuelo, O. Between disbelief and indifference: Are the “environmentally displaced” refugees under the extended definition of the Cartagena Declaration? Internacia: Revista de Relaciones Internacionales, 2020.

27. Tavares, N. C. O. and Cabral, V. P. The application of the Cartagena Declaration on Refugees to Venezuelans in Brazil: An analysis of the decision-making process by the National Committee for Refugees. Latin American Law Review, 2020.

28. Beger, G. The world’s most travelled document: A brief history of early passports and Nansen certificates. UN Today, 2021.

Eductional Resources

Teaching ideas and recommendations

1. What is a refugee?. United Nations High Commissioner for Refugees.

2. The 1951 Refugee Convention. United Nations High Commissioner for Refugees.

3. Refugees, Asylum Seekers and Migrants. Amnesty International.

4. Refugee Status Determination. United Nations High Commissioner for Refugees.

5. The principle of non-refoulement under international human rights law. Office of the United Nations High Commissioner for Human Rights, 2018.

6. The responsibilities and obligations of migrants towards host countries. International Organization for Migration.

7. Refugee Protection. Human Rights First.

8. Refugees: Welcome. British Red Cross, 2016. 

9. Forced from home. Médecins Sans Frontières, 2016.

10. No Radio Silence. Unity Sisters and Govanhill Baths Community Trust, 2021.

11. Teaching About Refugees. United Nations High Commissioner for Refugees, 2021.

Lectures & Debates

1. Guterres, A. Refugees have the right to be protected. TED, 2015.

2. Introducing the European Union agency for asylum. European Parliamentary Research Service, 2021.

3. Betts, A. Our refugee system is failing. Here's how we can fix it. TED, 2016.

4. Gatrell, P. The 1951 UN Refugee Convention: its origins and significance. The British Academy, 2021.

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